0000908737-05-000198.txt : 20120614
0000908737-05-000198.hdr.sgml : 20120614
20050316124411
ACCESSION NUMBER: 0000908737-05-000198
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050316
DATE AS OF CHANGE: 20050316
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: RAINMAKER SYSTEMS INC
CENTRAL INDEX KEY: 0001094007
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741]
IRS NUMBER: 330442860
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-58179
FILM NUMBER: 05684257
BUSINESS ADDRESS:
STREET 1: 1800 GREEN HILLS ROAD
CITY: SCOTTS VALLEY
STATE: CA
ZIP: 95006
BUSINESS PHONE: 8314617299
MAIL ADDRESS:
STREET 1: 1800 GREEN HILLS ROAD
CITY: SCOTTS VALLEY
STATE: CA
ZIP: 95006
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: LYNCH PETER S
CENTRAL INDEX KEY: 0001137607
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
BUSINESS PHONE: 6175636243
MAIL ADDRESS:
STREET 1: 82 DEVONSHIRE STREET
STREET 2: S4
CITY: BOSTON
STATE: MA
ZIP: 02109
SC 13G
1
rainmaker13g.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2(b)
(Amendment No. )1
Rainmaker Systems, Inc.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
750875106
(CUSIP Number)
March 8, 2005
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
--------------------
1 The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
1 Name of Reporting Person/I.R.S. Identification Nos. of Above Persons
(Entities Only)
Peter S. Lynch
2 Check the Appropriate Box If a Member of a Group (a) |_|
(See Instructions) (b) |_|
3 SEC Use Only
4 Citizenship or Place of Organization
United States of America
5 Sole Voting Power
Number of
Shares
Beneficially 1,350,000
Owned by
Each 6 Shared Voting Power
Reporting
Person
With 2,300,000
7 Sole Dispositive Power
1,350,000
8 Shared Dispositive Power
2,300,000
9 Aggregate Amount Beneficially Owned by Each Reporting Person
3,650,000
10 Check If the Aggregate Amount in Row (9) Excludes Certain Shares |_|
(See Instructions)
11 Percent of Class Represented by Amount in Row (9)
7.65%
12 Type of Reporting Person (See Instructions)
IN
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Item 1(a). Name of issuer:
Rainmaker Systems, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
1800 Green Hills Road, Scotts Valley, California 95066
Item 2(a). Name of Person Filing:
Peter S. Lynch
Item 2(b). Address of Principal Offices or, if None, Residence:
82 Devonshire Street, S4, Boston, Massachusetts 02109
Item 2(c). Citizenship:
United States of America
Item 2(d). Title of Class of Securities:
Common Stock, $0.001 par value
Item 2(e). CUSIP Number:
750875106
Item 3. If the Statement is being filed pursuant to Rule 13d-1(b) or
13d-2(b) or (c), check whether the filing person is a:
(a) [ ] Broker or dealer registered under Section 15 of the
Exchange Act;
(b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act;
(c) [ ] Insurance company as defined in Section 3(a)(19) of the
Exchange Act;
(d) [ ] Investment company registered under Section 8 of the
Investment Company Act;
(e) [ ] An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act;
(i) [ ] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the
Investment Company Act;
(j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
-3-
Item 4. Ownership.
The holdings reported herein are stated as of March 15, 2005.
(a) Amount beneficially owned: 3,650,000
(b) Percent of class: 7.65%
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote: 1,350,000 shares
(ii) Shared power to vote or direct the vote: 2,300,000 shares
(iii) Sole power to dispose or to direct the
disposition of: 1,350,000 shares
(iv) Shared power to dispose or to direct the
disposition of: 2,300,000 shares
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the reporting person had ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
The shares identified in Item 4 include shares beneficially owned by Mr.
Lynch's wife (Mrs. Lynch's powers to vote or dispose are treated as if they
belonged to Mr. Lynch for purposes of this statement), shares beneficially owned
in two charitable lead trusts and a charitable remainder trust, shares
beneficially owned in trust for members of Mr. Lynch's family and shares
beneficially owned by a charitable foundation of which Mr. Lynch is a trustee.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company or
Control Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
-4-
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
March 16, 2005
(Date)
/s/ Peter S. Lynch
(Signature)
Peter S. Lynch
(Name/Title)
Attention. Intentional misstatements or omissions of fact constitute Federal
criminal violations (See 18 U.S.C. 1001)
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